sfc_disciplinary_actions
Enforcement and disciplinary history for Hong Kong SFC-licensed firms
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See setupRegulatory enforcement history for Hong Kong's SFC-licensed corporations: every disciplinary action — fines, public reprimands, suspensions, revocations — with the date of action, the action type (English and Chinese), and the press-release document reference. One row per action. Includes historical actions that the live SFC register has since removed (retained from the archive), so the record is more complete than the public register's current view. Essential for compliance due diligence and counterparty risk screening.
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The evidence
Schema & column quality (7 columns)
| Column | Type | Description | Populated | Distinct |
|---|---|---|---|---|
| corp_ceref | String | CE Reference of the disciplined SFC-licensed corporation | — | — |
| action_date | Nullable(Date32) | Date the disciplinary action was taken | — | — |
| action_type | String | Type of action (e.g. Fine, Public Reprimand, Suspension, Revocation) | — | — |
| action_type_chi | String | Action type in Chinese | — | — |
| eng_doc_seq | String | Sequence number of the English press-release document for this action | — | — |
| chi_doc_seq | String | Sequence number of the Chinese press-release document for this action | — | — |
| updated_at | DateTime64(3, 'UTC') | Timestamp of the most recent fetch that witnessed this action | — | — |
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