sfc_licences
Hong Kong SFC licensed financial intermediaries directory
Directory of persons and entities licensed by Hong Kong's Securities and Futures Commission (SFC). Look up any financial intermediary by their Central Entity Reference (CE Ref) — a unique identifier assigned by the SFC to every licensed person and registered institution. Includes details on which regulated activities they are licensed for (Types 1-12) and whether they hold an Anti-Money Laundering Ordinance (AMLO) licence for virtual asset services. Essential for verifying whether a financial service provider is properly licensed in Hong Kong.
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| ceref | licence_key | licence_info | amlo_licence_info | has_licence_info | has_amlo_licence | source_url | updated_at |
|---|---|---|---|---|---|---|---|
| AAA012 | 98067ede5c95e2a8b3c9159a30d73cd6 | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA012/licenceRecord | 2025-06-27 17:01:07+00:00 | ||
| AAA014 | 9c5f865512cad1667023722f63838919 | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA014/licenceRecord | 2025-06-27 17:01:31+00:00 | ||
| AAA015 | 3501ff604578eeb8dcf87579502b2990 | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Providing Automated Trading Services; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA015/licenceRecord | 2025-06-27 17:01:02+00:00 | ||
| AAA018 | 0698b4c7b9d7757d07cbf7dc3c777d75 | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA018/licenceRecord | 2025-06-27 17:01:02+00:00 | ||
| AAA024 | 5214e161dd31454d744526ddf91e7ecc | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA024/licenceRecord | 2025-06-27 17:01:02+00:00 | ||
| AAA030 | 0fdfa74893da17979540f81903caddc3 | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA030/licenceRecord | 2025-06-27 17:01:31+00:00 | ||
| AAA034 | e92fc0636bf3ef8023bab0abee3e706d | Dealing in Securities; Dealing in Futures Contracts; Leveraged Foreign Exchange Trading; Advising on Securities; Advising on Futures Contracts; Advising on Corporate Finance; Providing Automated Trading Services; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA034/licenceRecord | 2025-06-27 17:01:04+00:00 | ||
| AAA039 | 489ae6fcfa57105a7392f3c4ed6d8aae | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA039/licenceRecord | 2025-06-27 17:01:31+00:00 | ||
| AAA043 | db8d9d717a66bcd6e8ab3fa88727a3de | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA043/licenceRecord | 2025-06-27 17:01:07+00:00 | ||
| AAA049 | 4913b81be0cafa81bbbeccca5824002a | Dealing in Securities; Dealing in Futures Contracts; Advising on Securities; Advising on Futures Contracts; Advising on Corporate Finance; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA049/licenceRecord | 2025-06-27 17:01:31+00:00 | ||
| AAA051 | 68c02e4e58d772275c3925f36259d6ca | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA051/licenceRecord | 2025-06-27 17:01:31+00:00 | ||
| AAA057 | 9ae6ec6b14a267e20f1f883c55af94ef | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA057/licenceRecord | 2025-06-27 17:01:31+00:00 | ||
| AAA058 | 41eedeb6bdd3463c20e1727c54a88575 | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Providing Automated Trading Services; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA058/licenceRecord | 2025-06-27 17:01:04+00:00 | ||
| AAA059 | 5abbfc47be9d38f152ec10c7ccea5992 | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA059/licenceRecord | 2025-06-27 17:01:06+00:00 | ||
| AAA062 | 1e241bd00700dd7daa5845071b57a4fe | Dealing in Securities; Advising on Securities; Advising on Futures Contracts; Advising on Corporate Finance; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA062/licenceRecord | 2025-06-27 17:01:31+00:00 | ||
| AAA072 | 8563cc6096ce17d8388a22c9d69fec37 | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Providing Automated Trading Services; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA072/licenceRecord | 2025-06-27 17:01:07+00:00 | ||
| AAA081 | 5d5c127749d89952854be708b3d0f0bc | Dealing in Securities; Advising on Securities; Advising on Corporate Finance; Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA081/licenceRecord | 2025-06-27 17:01:06+00:00 | ||
| AAA082 | 03f7c6ed76ffeba41a9d6e5492bd849f | Dealing in Securities | True | https://apps.sfc.hk/publicregWeb/indi/AAA082/licenceRecord | 2025-06-27 17:01:31+00:00 | ||
| AAA085 | c4899cdc25a7c9547f1f778e0b30083d | Dealing in Securities; Advising on Securities; Advising on Corporate Finance | True | https://apps.sfc.hk/publicregWeb/indi/AAA085/licenceRecord | 2025-06-27 17:01:07+00:00 | ||
| AAA091 | 3dcad6cf147484b8e523831b70c230d5 | Asset Management | True | https://apps.sfc.hk/publicregWeb/indi/AAA091/licenceRecord | 2025-06-27 17:01:04+00:00 |
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